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This is an excerpt from Benjamin
Kuipers’ website. He’s a computer science professor at
University of Texas at Austin. (http://www.cs.utexas.edu/~kuipers/opinions/no-military-funding.html)
In 1978, after completing my PhD
thesis on cognitive maps, I found that the only funding
agency that was interested in supporting my research
wanted to build smart cruise missiles that could find
their way to their targets. This was not what I wanted
my life's work to support. So I changed areas, and
started working on AI in Medicine, which led to some
very productive work on qualitative reasoning about
physical systems with incomplete knowledge.
Well before that, I had been a
conscientious objector to the Vietnam War, and had done
alternative service to the draft from 1970 to 1972
before starting grad school. Since most of my graduate
studies were funded by an NSF Fellowship, I didn't think
much about military funding and AI research at that
time. After finishing my PhD, I did a year of
post-doctoral research funded by a grant that Al Stevens
and I negotiated directly with Craig Fields at DARPA. It
was at the end of that year, looking for continuation
funding, that I confronted the cruise missile scenario
and had to decide what my research life is for, and who
I am willing to have pay for it.
But
how can you fund your research?
Defense Department agencies like
DARPA, ONR, AFOSR, and ARO are certainly among the
larger pots of money out there, and I have put these off
limits for myself.
I have had funding from NSF, NASA,
and NIH instead. There is a State of Texas Advanced
Research Program that has supported several of my
projects. And I have had small amounts of funding from
several companies such as Tivoli and IBM.
These other agencies typically don't
provide grants as large as one can get from DARPA, for
example. So, there are limits to the size of research
group I can have. With very few exceptions, I have
decided that I will fund only grad students, and not try
to support research staff or post-docs, who are much
more expensive than grad students. I have sometimes had
quite a few grad students, and a large lab, but the
funding requirements remain moderate.
When I first decided to refuse
military funding, I felt I would be making a serious
sacrifice. As it has worked out, research money has
sometimes been tight, but never disastrously so. And as
I watched my colleagues dealing with DARPA's demands for
reports, PI meetings, bake-offs, delays and reductions
in promised funding, and other hassles, I began to
wonder whether I hadn't gotten the best side of the deal
after all.
It's important to remember that the
bottom line in research is productivity of ideas, not
dollars brought in. At some point, the hassle of dealing
with an agency may decrease one's intellectual
productivity more than the money they provide increases
it. But that's a practical issue, not a matter of
conscience.
The bottom line here is that refusing
military funding puts a limit on how large a research
budget I can sustain. But that's not the same as
limiting my intellectual productivity.
What's wrong with taking military money? They have
funded lots of great research!
Certainly so: AI and the Internet
being two large categories of them.
That kind of research is enormously
important, and I am glad that our society finds a way to
fund it.
However, the goal of the military is
to settle international conflict through violence. As a
friend of mine was told by a general, "Everything we do
ultimately has one of two goals: killing people or
destroying things." I believe that this attitude towards
conflict resolution has become a "clear and present
danger" to our world and our country. The world has
become so small through transportation and
communication, and our weapons have become so deadly,
nuclear and biological, that we cannot afford the
illusion that violence makes us safer.
A true defense of our country would
require both resources and research into non-violent
conflict resolution methods. Both of these exist, but
are starved compared with the technologies of warfare.
My stand is a testimony, saying "I
will not devote my life's work toward making warfare
more effective." I am also trying to show, by example,
that one can be a successful and productive computer
scientist, even while taking this stand.
Why
not use military funding for virtuous research?
First, it's a testimony, and a
testimony has to be clear and visible to be useful.
Certainly there is virtuous research funded by military
agencies. Many colleagues whom I respect highly take
this approach and I honor them for it. But it doesn't
send a clear message to others, and I want to do that.
Second, there's a slippery slope. You
can start with a research project as pure as the driven
snow. But a few years later, money is tight in the pure
research category, and you get offered a research grant
from a more applied office within the same agency. Do
research on the same topic, but frame it in terms of a
military mission. Step by step, you can slide into
battlefield management and smart cruise missiles. One
thing that makes the slope so slippery is that you have
accumulated responsibility for a lab full of graduate
students, and the consequences of a major drop in
funding will be even more painful for them than it is
for you.
Another thing that makes the slope
slippery is that military problems are often very
interesting. It's easy to get caught up in an
interesting technical challenge, and lose sight of what
is actually happening: that the objects in the plan are
human beings, and that the actions that are being
planned are to kill them.
With a little cleverness, you can
find similarly fascinating problems in the space
program, where there is NASA funding, or in the economic
sphere, where there is private funding. Or in other
areas of science, where NSF and NIH do the funding.
The
military can use your research anyway, from the open
literature. Why not have them pay for it?
Many things have both good and evil
uses. If I create new knowledge that can be used for
either good or evil, and present it and evaluate in
terms of the good purposes, then someone who converts it
to evil use bears that responsibility. If I present it
and evaluate it in terms of the evil purpose, then I
make it that much easier and more likely for it to be
used for evil. I must then bear the responsibility.
This argument is not very robust
against speciousness and rationalization. If I make a
rapid-fire machine gun firing armor-piercing bullets,
and present it and evaluate it for the sport of
target-shooting, I am deceiving myself (or more likely,
not). Whoever funds the work, I am responsible for
anticipating who is likely to use it.
At the same time, if I develop a new
scheduling methodology for industrial processes, the
military is likely to benefit, since it includes many
industrial processes. But peaceful economic activity
will benefit more, and the military benefits only in the
aspects it shares with peaceful enterprises.
Do work that makes the world a better
place. The fact that the military becomes better too is
not a problem.
I’m
applying to graduate school. How do I go about finding
non-military funding?
Let me applaud you for your
principled stand. As you have surely noticed, these are
times that require good people to stand up and be
counted, publically.
Although I did alternative service as
a conscientious objector during the Vietnam war, I did
not decide to avoid military funding until a year after
completing my PhD. I was fortunate to have obtained NSF
and Danforth Fellowships that funded almost all of my
graduate studies. After I became a faculty member, I got
quite good at raising grants from NSF, NIH, NASA, and
other places.
You will need to do similar things,
just starting earlier. There are a number of competitive
fellowships for graduate study that you can apply for as
an individual, and carry with you to your choice of
graduate school. Many of these, like the NSF, the Hertz,
the Gates, etc, are very competitive. It is a big
advantage in such competitions to be clear on your own
beliefs and your own priorities. Make sure you can
express yourself in a clear and compelling way, and you
have a significantly better chance. If you succeed in
obtaining your own funding, it makes you much more
desirable at top graduate programs.
A couple of useful quotes for this
enterprise are, "Momma may have, and Poppa may have, but
God bless the child who's got his own!" and "Be wise as
serpents and gentle as doves." (Look them up.)
Even if you don't get this kind of
fellowship, there are plenty of options for supporting
yourself through graduate school without military
funding. You can be a teaching assistant; you can be a
research assistant to a faculty member with other kinds
of funding; you can find work maintaining computers for
a lab in another department; you can get a part-time
outside job; and so on. Generally, rejecting the single
largest funder will require you to be more creative
about looking at other funding possibilities. This
creativity will serve you well. One of the fortunate
things about working in computer science is that you
have a practical skill that is needed by people in many
different areas, and they are often willing to pay for
your services.
On finding faculty with similar
beliefs, I would suggest just asking. A quick scan of
each faculty member's web page, and especially the
acknowledgements on publications, will tell you where
they get their funding. Find a few people whose research
you find attractive who have non-military funding, and
talk to them.
Personally, I find it most productive
to be clear and straight-forward, without being
judgmental or confrontational. You will very likely find
plenty of people who are very sympathetic to your
values, but who aren't willing to make what they
perceive as too large a sacrifice. In my personal
opinion, it is more important to encourage people to see
their choice of work, how it's funded, and what it's
used for as an important moral decision that must
reflect their own fundamental values, than to pressure
them to make the same moral decisions that I have.
I doubt you will find better options
overseas. I believe there is generally less funding
available outside the US, and little of that would be
available to a US student. There are some very fine
graduate schools in other countries, but on average, the
US has the best graduate schools in the world. Again,
personally, I love this country, and I want my work and
my life to help strengthen its good parts and help fix
its problems. So I wouldn't want to leave.
How and when to tell is another
judgment call. It depends on your own style, and how
vocal a testimony you want to make. You may legitimately
decide that this point is not relevant on the
application for graduate school, or on the other hand,
you may feel that it is central. You are not obliged to
explain or justify every belief you have, however
strongly held or controversial, to everyone you meet.
You have to decide when you think it is relevant.
A final point. I think you are doing
a good and noble thing. Following this path will be
demanding, and maybe quite difficult, but I believe and
hope it will also be rewarding in many ways, including
practical ones. However, getting the education you need
to make the best use of your gifts through the rest of
your life is also an important value. You should not
participate in activities that you believe are morally
wrong, but there may be times in your life when
preparing yourself for your future takes priority over
making a visible testimony. There will be time and need
for that later, you can be sure. |